| Compliance Officer – Gibraltar |
|
| Job
Sector: Administration |
| Ref:
2429 |
A Gibraltar based services group currently have an opportunity for reliable
and enthusiastic individual for its Compliance Function.
The Compliance division is responsible for ensuring that everyone in the Group is following the controls and procedures which have been established by management to address the risks and regulations arising to the business, providing a critical role in the protection of the client’s reputation and our value.
The individual sought must have the utmost respect for confidentiality and be prepared to use initiative in various aspects of the job. Maturity, confidence and a good level of interpersonal skills are required as there will be extensive contact with the staff and management of all sectors of the business as well as occasional contact with auditors and regulatory authorities.
Responsibilities will include:-
�� Daily checks of new client applications, including use of electronic screening software. Checks will also apply to any new client introducers or intermediaries
and any new staff;
�� Review of exception reports for unusual transactions, changes to client risk ratings and the like;
�� Periodic review of sanctions lists and reporting significant changes;
�� Quarterly review of financial resources calculations against regulatory standards
�� Project-based assignments to review and comment on the functioning of
specific control areas;
�� Providing ad-hoc consultancy to staff on procedural matters;
�� Assisting in the provision of training to staff on relevant areas (eg AML);
�� Corresponding with the FSC on regulatory and licensing matters and assisting with the preparation and submission of regulatory reports;
�� Keeping up to date with relevant laws, regulations, guidelines and news relevant to the role and to ensure adequate personal training is undertaken;
�� Carry out other ad-hoc projects as required.
